UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant (right to buy) | 03/26/2021 | 03/26/2031 | Common Stock | 4,750,000 | $ 0.98 | I | Held by Pink Possum, LLC (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Okonsky Christian C/O VOLCON, INC. 2590 OAKMONT DRIVE, SUITE 520 ROUND ROCK, TX 78665 |
X | X | Chief Technology Officer |
/s/ Christian Okonsky | 10/20/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The warrant is held by Pink Possum, LLC. Mr. Christian Okonsky is the sole manager of Pink Possum, LLC and has voting and dispositive power over the securities. |
Remarks: This Form 3 amendment is being filed to correct the number of shares set forth in Table I. This Form 3 amendment is intended to replace, in its entirety, the Form 3 filed on October 5, 2021. |